Salary: Market Related

 

Category 1 Compliance Officer with relevant experience in the financial services industry (3-5 years), required to ensure implementation of relevant legislative regulations and to drive quality assurance for this short term insurance division.

Minimum requirements:

  • Relevant Legal qualification and completing RE exams essential
  • Minimum 3-5 years’ corporate compliance experience required
  • Knowledge of FAIS, FICA and relevant legislation, regulations and rules required
  • Previous financial services industry experience required
  • Short term insurance experience preferred
  • Must be willing to travel between Johannesburg and Centurion

Responsibilities:

  • Maintain compliance framework – liaise with relevant stakeholders
  • Identify potential compliance breaches, investigate irregularities or areas of concern
  • Review, register and resolve complaints from clients
  • Maintain KI and Representative register
  • Ensure compliance records are up to date
  • Review and resolve Fit and Proper queries
  • Contract and Agreement administration
  • Monitor binder and outsourced agreements
  • Maintain compliance procedures and manuals
  • Conduct and report on branch audits

If you are a SA citizen & your CV meets the above criteria, please send your CV to lourie@yazoo.co.za

Recognising that diversity is the key to excellence, our client especially encourages members of designated groups to apply.

If you have not heard from us within a 2 week period, please deem your application as unsuccessful.